William Bruen is a registered investment advisor at LPL Financial LLC, based in Madison, NJ, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7 Giralda Farms Ste 150, Madison, NJ, 07940
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William operates under several DBAs for his LPL business: Bruen Wealth, Bruen Wealth Management, and Paradigm Wealth Management. He is also a Registered Investment Advisor providing investment advisory services through Paradigm Advisor Group, LLC, dedicating full-time hours to this activity, and spends minimal time as a Notary in New Jersey.
Employment History
Current Registrations
LPL Financial LLC
Paradigm Investment Advisory, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Lehman Brothers INC.Broker
Loeb PartnersBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.