Frank Mcgoff is a registered investment advisor at Arlen Capital, LLC, based in Warwick, RI, with 38 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 222 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Account balances are aggregated based on household ID to determine appropriate discounts. Assets in those accounts not being charged a fee will not be aggregated.
Fee Estimator
Location
117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank owns Arlen Realty LLC, created to purchase an office condominium, and is an officer at ArlenCorporation, which involves non-variable life insurance sales and service, taking about 10-20% of his time. He is also the Executive Vice President of Arlen Capital LLC, functioning as an advisor, which is a full-time commitment.
Employment History
Current Registrations
Arlen Capital, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Mutual Service CorporationBroker
Travelers Equities Sales, INC.Broker
Mony Sales, INC.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations29 states
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