WL
WL

William John Penson Lawton

16 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
827 clients
Average Client Portfolio
$545K average
Assets Under Management
$450.9M

Fee Structure

Minimum Investment:$100K
Minimum Annual Fee:$480
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Location

Arlington, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is the Chairman & CEO of Seagate Global Group, a private investment and trading operation, and manages Seagate Global Resources LLC, spending nearly full-time on these activities. He is also a Senior Advisor with SeaSpire Advisors, LLC, dedicating a few hours per week to advisory work and consulting.

Employment History
Current Registrations
Capital Markets Iq, LLC
September 2016 - Present · 9 yrs 5 mos
Previous Registrations
Concert Wealth Management
December 2013 - September 2016 · 2 yrs 9 mos
Seagate Global Advisors LLC
March 2000 - December 2004 · 4 yrs 9 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
William John Penson Lawton - Financial Advisor | TrueAdvisor