Randal Ferguson
Randal Ferguson is a registered investment advisor at First Western Securities, INC., based in Hurst, TX, with 47 years of industry experience. Randal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 28 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
First Western Securities charges a fee based on the value of your portfolio, ranging from 1% to 3% annually, but not exceeding 3%. This fee is paid monthly or quarterly in advance. You'll also be responsible for custodial and trading fees charged by the custodian and broker-dealer. You can end the advisory contract with advance written notice, and any prepaid fees will be refunded for the remaining period.
Location
669 Airport Freeway #409, Hurst, TX, 76053
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2011Employment History
Current Registrations
First Western Securities, INC.
First Western Securities, INC.Broker
Previous Registrations
Minton Schmid, Landers Vinton Reuther & Smith, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.