Harry Dean Hopkins

Smith Moore & CO.

42 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingInsurance Planning

Smith Moore & CO.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

46 advisors

Number of Clients

3,901 clients

Average Client Portfolio

$515K average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:None

Location

2422 Hyde Park Road, Suite A, Jefferson City, MO, 65109

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Smith Moore & CO.

July 2011 - Present · 14 yrs 7 mos

Smith, Moore & CO.

May 2004 - Present · 21 yrs 9 mos

Smith, Moore & CO.Broker

May 2004 - Present · 21 yrs 9 mos

Previous Registrations

Oppenheimer & CO. INC.Broker

March 1990 - May 2004 · 14 yrs 2 mos

B.C. Christopher Securities CO.Broker

March 1986 - March 1990 · 4 yrs

Lowell H. Listrom & Company INC.Broker

June 1983 - April 1986 · 2 yrs 10 mos

State Registrations24 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.