AI
AI

Anthony Joseph Iarocci

47 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
1 client
Average Client Portfolio
Not specified
Loading...

Location

1000 Wilshire Blvd, Ste 900, Los Angeles, CA, 90017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Anthony is the CEO of I Investment Group Inc., an accounting entity for wealth management revenues, spending minimal time on it. He is also president of Du Lac Investment Group and CEO/President of DCA Asset Management Inc., dedicating about half his time to the latter, and president, manager, and CCO for DCA Advisory LLC, spending minimal time on it.

Employment History
Current Registrations
Dca Advisory, LLC
February 2022 - Present · 4 yrs
Du Lac Investment Group, LLC
August 2010 - Present · 15 yrs 6 mos
Wedbush Securities INC.
January 2007 - Present · 19 yrs 1 mo
Wedbush Securities INC.Broker
August 1981 - Present · 44 yrs 6 mos
Previous Registrations
Dean Witter Reynolds INC.Broker
November 1978 - August 1981 · 2 yrs 9 mos
State Registrations15 states
AZCACOGAKSKYLAMNMOMTNMUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.