LG
LG

Louise Googins

47 Years of Experience
Middleton, WI
May Earn Commission

Louise Googins is a registered investment advisor at Googins Advisors, INC., based in Middleton, WI, with 47 years of industry experience. Their practice areas include High Net Worth, Investment Management. Their firm serves 778 clients with $500M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
778 clients
Average Client Portfolio
$644K average
Assets Under Management
$501.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.80%
$2M+0.60%

Some long-term clients have a fixed quarterly fee ranging from $125-$500.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6417 University Avenue, Middleton, WI, 53562

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Googins Advisors, INC.
September 1998 - Present · 27 yrs 7 mos
Previous Registrations
Googins Advisors, INCBroker
August 1983 - June 2022 · 38 yrs 10 mos
Charter Securities CorporationBroker
January 1982 - October 1983 · 1 yr 9 mos
Fpc Securities CorporationBroker
September 1978 - December 1982 · 4 yrs 3 mos
State Registrations10 states
CAFLILLAMNNCNETXWAWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.