TrueAdvisor
TrueAdvisor
LL
LL

Luis Currais Lopez

Fsam LLC
47 Years of Experience
11 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Fsam LLC
Compensation
Fee-Only (AUM)
Firm Size
16 advisors
Number of Clients
165 clients
Average Client Portfolio
$684K average
Assets Under Management
$112.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.35%
$1.0M - $2.0M1.10%
$2M+1.00%

Fees are negotiable. Annual fees in international advisory accounts may range up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

GAM Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968

Get directions

History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019
Settled
Customer Dispute
October 2019
Settled
Customer Dispute
September 2019
Settled
Customer Dispute
May 2019
Settled
Customer Dispute
October 2018
Settled
Customer Dispute
October 2018
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
January 2018
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
September 2016
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fsam LLC
November 2022 - Present · 3 yrs 3 mos
First Southern, LLCBroker
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Fsam LLC
November 2022 - November 2022 · 0 mos
Herbert J. Sims Capital Management, INC.
September 2016 - November 2022 · 6 yrs 2 mos
Herbert J. Sims & CO, INC.Broker
March 2016 - November 2022 · 6 yrs 8 mos
Santander Securities
March 2010 - February 2016 · 5 yrs 11 mos
Santander Securities LLCBroker
September 2006 - February 2016 · 9 yrs 5 mos
UBS Financial Services Incorporated of Puerto RicoBroker
February 1991 - September 2006 · 15 yrs 7 mos
UBS Financial Services INC.Broker
August 1982 - September 2006 · 24 yrs 1 mo
Shearson Loeb Rhoades INC.Broker
November 1980 - September 1982 · 1 yr 10 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - November 1980 · 10 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
August 1978 - January 1980 · 1 yr 5 mos
State Registrations5 states
CAFLNYPRVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.