Dick Blakeley is a registered investment advisor at The Blakeley Group INC, based in Santa Clara, CA, with 47 years of industry experience. Dick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 110 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
110 clients
Average Client Portfolio
$973K average
Assets Under Management
$107.1M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. Discounts may be offered to family members and friends of associated persons of the firm.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2804 Mission College Blvd., Suite 205, Santa Clara, CA, 95054
Get directionsHistory
Regulatory History (4)
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Customer Dispute
February 2018Settled
Regulatory
December 2008Final
Customer Dispute
June 2005Award / Judgment
Customer Dispute
May 2003Denied
Employment History
Current Registrations
The Blakeley Group INC
May 2009 - Present · 16 yrs 11 mos
Previous Registrations
Concert Wealth Management, INC.
January 2007 - December 2008 · 1 yr 11 mos
Citigroup Global Markets INC.
July 1997 - February 2007 · 9 yrs 7 mos
Citigroup Global Markets INC.Broker
September 1980 - February 2007 · 26 yrs 5 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - September 1980 · 8 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
July 1978 - January 1980 · 1 yr 6 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.