Frederick Borden is a CFP-designated registered investment advisor at On Keel Capital, based in Mill Valley, CA, with 28 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3 clients with $6.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
On Keel Capital charges a fee based on the value of your investments. The exact percentage is determined by the nature and amount of your account and is detailed in an agreement. There is no minimum account size, and all fees are negotiable. Fees are invoiced quarterly in advance, based on the previous quarter's ending value. You can choose to have fees deducted from your brokerage account or pay by check.
Location
Mill Valley, CA
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Regulatory History (1)
Customer Dispute
October 1991Other Business Activities
Frederick is a registered representative with Sutter Securities Inc. since April 2022, working full-time raising capital for private and public companies.
Employment History
Current Registrations
On Keel Capital
Previous Registrations
Sutter Securities IncorporatedBroker
Equius Partners, INC.
On Keel Capital, LLC
On Keel Capital, LLC
Urchin Capital Partners, LLCBroker
Tradewinds Securities CorporationBroker
Drexel Burnham Lambert IncorporatedBroker
Salomon Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.