Marshall Royal Cassedy

Mcnally Financial Services Corporation

47 Years of Experience

21 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Mcnally Financial Services Corporation

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

142 clients

Average Client Portfolio

$177K average

Assets Under Management

$25.1M

Location

2012-D North Point Blvd., Tallahassee, FL, 32308

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History

Regulatory History (21)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2018

Settled

Customer Dispute

December 2017

Settled

Regulatory

September 2010

Final

Employment Separation After Allegations

April 2010

Customer Dispute

November 2009

Settled

Regulatory

June 2006

Final

Customer Dispute

September 2005

Closed-No Action

Regulatory

July 2005

Final

Customer Dispute

October 2004

Settled

Customer Dispute

January 2003

Settled

Customer Dispute

May 2002

Settled

Customer Dispute

March 2002

Closed-No Action

Customer Dispute

March 2002

Closed-No Action

Customer Dispute

May 2001

Settled

Customer Dispute

October 2000

Award / Judgment

Customer Dispute

January 1999

Denied

Customer Dispute

December 1998

Denied

Customer Dispute

February 1998

Settled

Customer Dispute

September 1991

Settled

Customer Dispute

October 1990

Settled

Customer Dispute

November 1987

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Marshall acts as a registered representative and investment advisor representative under the DBA Cassedy and Company, offering securities through McNally Financial Services Corporation since 2011. This activity is investment-related.