Marshall Cassedy
Marshall Cassedy is a registered investment advisor at Mcnally Financial Services Corporation, based in San Antonio, TX, with 47 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 142 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management services are offered as a percentage of the assets managed. The annual fee is in addition to brokerage commissions, transaction fees, and other related costs. The annual fee is charged quarterly, in advance, based on the market value of the assets managed on the last day of the previous quarter. McNally Financial may negotiate lesser management fees based on certain criteria.
Location
16414 San Pedro, Suite 930, San Antonio, TX, 78232
Get directionsHistory
Regulatory History (21)
Customer Dispute
April 2018Customer Dispute
December 2017Regulatory
September 2010Employment Separation After Allegations
April 2010Customer Dispute
November 2009Regulatory
June 2006Customer Dispute
September 2005Regulatory
July 2005Customer Dispute
October 2004Customer Dispute
January 2003Customer Dispute
May 2002Customer Dispute
March 2002Customer Dispute
March 2002Customer Dispute
May 2001Customer Dispute
October 2000Customer Dispute
January 1999Customer Dispute
December 1998Customer Dispute
February 1998Customer Dispute
September 1991Customer Dispute
October 1990Customer Dispute
November 1987Other Business Activities
Marshall acts as a registered representative and investment advisor representative under the DBA Cassedy and Company, offering securities through McNally Financial Services Corporation since 2011. This activity is investment-related.
Employment History
Current Registrations
Mcnally Financial Services Corporation
Mcnally Financial Services CorporationBroker
Previous Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
Western International Securities
Western International Securities, INC.Broker
D.E. Frey & Company, INC.Broker
Meridian Associates, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.