Richard Stevens
Richard Stevens is a ChFC-designated registered investment advisor at Ibn Financial Services, INC, based in Liverpool, NY, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 768 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IBN Financial Services charges a percentage of the value of your investments each year. This fee generally ranges from 0.50% to 2.00%. The exact fee depends on factors like the size of your account and the complexity of your assets. Fees above 2% require compliance approval. There may be additional fees charged by the custodian or separate account managers.
Location
404 Old Liverpool Rd, Liverpool, NY, 13088
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2022Employment Separation After Allegations
June 2012Regulatory
November 2000Employment Separation After Allegations
May 1999Other Business Activities
Richard is an independent contractor for Advanced Planning Strategies Program, a referral service, since 2014. He refers customers to professionals in legal, accounting, and other fields, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Ibn Financial Services, INC
Ibn Financial Services, INC.
Ibn Financial Services, INC.Broker
Previous Registrations
Gradient Securities, LLCBroker
Gradient Advisors, LLC
First Allied Securities, INC.
First Allied Securities, INC.Broker
Centaurus Financial, INC.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
First Investors CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.