KD
KD

Kent Lan Dallmeyer

47 Years of Experience
1 DisclosureSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
565 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$631.3M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.15%
$2.0M - $5.0M1.00%
$5M+1.00%

Management fees are negotiable and may vary, depending on the complexity of the client’s financial situation. For amounts over $5,000,001, the fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Washington, IA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Other Business ActivitiesSells Insurance

Kent is an Investment Advisor Representative (IAR) with Mason & Associates, Inc., dedicating about a quarter of his time. He is also an independent insurance agent, spending minimal time on this activity, and involved in several family farm operations.

Employment History
Current Registrations
Mason & Associates, INC.
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Mutual Securities, INC.Broker
December 2015 - August 2017 · 1 yr 8 mos
Cambridge Investment Research Advisors, INC.
September 2006 - July 2015 · 8 yrs 10 mos
Cambridge Investment Research, INC.Broker
September 2006 - December 2015 · 9 yrs 3 mos
Raymond James Financial Services
February 1999 - September 2006 · 7 yrs 7 mos
Raymond James Financial Services, INC.Broker
January 1999 - September 2006 · 7 yrs 8 mos
Robert Thomas Securities, INCBroker
September 1990 - January 1999 · 8 yrs 4 mos
Dain Bosworth IncorporatedBroker
May 1978 - September 1990 · 12 yrs 4 mos
Dain, Kalman & Quail, IncorporatedBroker
May 1978 - May 1978 · 0 mos
State Registrations1 state
IA
Advisor
Exams
No exam information available for this advisor.