Robert Atkins is a registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Rosa, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert operates Alpha Wealth Management and Planning as a DBA for his LPL business, dedicating 90% of his time to it. He also spends minimal time on Wealth Strategies, a tax preparation, accounting, and CPA business, and Alpha Wealth Management as a registered investment advisor hybrid.
Employment History
Current Registrations
LPL Financial LLC
Alpha Wealth Management and Planning LLC
LPL Financial LLCBroker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
First Affiliated Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.