Allen Cohen is a registered investment advisor at Vanderbilt Advisory Services, based in Canandaigua, NY, with 46 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
468 South Pearl Street, Suite B, Canandaigua, NY, 14424
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
March 2025Customer Dispute
February 1999Customer Dispute
October 1998Customer Dispute
October 1998Customer Dispute
March 1993Employment History
Current Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Essex Capital Markets, INC.Broker
Dean Witter Reynolds INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.