Richard Baer
Richard Baer is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Los Gatos, CA, with 47 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
459 Monterey Ave, Suite 100, Los Gatos, CA, 95030
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2020Customer Dispute
September 2019Customer Dispute
June 2018Other Business ActivitiesSells Insurance
Richard owns 459 Monterey Avenue LLC, a real estate venture, dedicating minimal time. He also owns Baer and Bunger Financial and Insurance Services, where he is involved in insurance sales for about a quarter of his time, and Legacy Capital Group California, a registered investment advisor, taking nearly full-time.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Legacy Capital Group California, INC.
Previous Registrations
React Investment Solutions, LLC
Lion Street Financial, LLCBroker
NFP Advisor Services, LLCBroker
Royal Alliance Associates, INC.Broker
Cypress Capital CorporationBroker
Manequity, INC.Broker
Lefcourt Financial Group, INC.Broker
Manequity, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.