Richard Evan Baer

CFP

Integrity Alliance, LLC

47 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Integrity Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

425 advisors

Number of Clients

14,148 clients

Average Client Portfolio

$170K average

Assets Under Management

$2.4B

Fee Structure

Minimum Investment:None

Location

459 Monterey Ave, Suite 100, Los Gatos, CA, 95030

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2020

Settled

Customer Dispute

September 2019

Settled

Customer Dispute

June 2018

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Richard owns 459 Monterey Avenue LLC, a real estate venture, dedicating minimal time. He also owns Baer and Bunger Financial and Insurance Services, where he is involved in insurance sales for about a quarter of his time, and Legacy Capital Group California, a registered investment advisor, taking nearly full-time.

Employment History

Current Registrations

Integrity Alliance, LLC.Broker

November 2025 - Present · 3 mos

Legacy Capital Group California, INC.

July 1997 - Present · 28 yrs 7 mos

Previous Registrations

React Investment Solutions, LLC

June 2015 - December 2023 · 8 yrs 6 mos

Lion Street Financial, LLCBroker

January 2015 - November 2025 · 10 yrs 10 mos

NFP Advisor Services, LLCBroker

June 1997 - January 2015 · 17 yrs 7 mos

Royal Alliance Associates, INC.Broker

January 1994 - June 1997 · 3 yrs 5 mos

Cypress Capital CorporationBroker

December 1992 - January 1994 · 1 yr 1 mo

Manequity, INC.Broker

March 1986 - June 2000 · 14 yrs 3 mos

Lefcourt Financial Group, INC.Broker

May 1980 - December 1992 · 12 yrs 7 mos

Manequity, INC.Broker

February 1978 - December 1979 · 1 yr 10 mos

State Registrations18 states

AKAZCACOCTFLHIINMDMTNCNVNYOHORTXWAWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.