Rose Thompson is a registered investment advisor at Commons Capital, LLC, based in Needham, MA, with 43 years of industry experience. Rose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 226 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commons Capital's investment advisory fees range from 0.25% to 2.00% per year, based on factors like the complexity of services, the amount of assets managed, and the overall relationship. Fees are paid monthly, in advance, based on the value of your portfolio at the end of the prior month. The fees include securities transaction costs.
Location
254 Second Avenue, Suite 130, Needham, MA, 02494
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Regulatory History (1)
Employment Separation After Allegations
November 2005Employment History
Current Registrations
Commons Capital, LLC
Previous Registrations
Leigh Baldwin & CO., LLCBroker
Mutual Securities, INC.Broker
National Asset Management, INC.
National Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Cibc World Markets CORP.Broker
Commonwealth Financial NetworkBroker
Kern, Suslow Securities, INC.Broker
Kern, Suslow Securities, INC.Broker
A. T. Brod & CO. INC.Broker
Robert Thomas Securities, INCBroker
Ampal Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.