MG
MG

Mark Gaskill

47 Years of Experience
8 Disclosures

Mark Gaskill is a registered investment advisor at Mkg Financial Group, INC., based in Portland, OR, with 47 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71 clients with $16M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
71 clients
Average Client Portfolio
$228K average
Assets Under Management
$16.2M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.75%
$500K - $1.0M1.50%
$1M+1.25%

Fees are negotiable depending on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

205 SE Spokane Street, Suite 300, Portland, OR, 97202-6487

Get directions

History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2020
Final
Judgment / Lien
September 2019
Regulatory
February 2016
Final
Judgment / Lien
January 2014
Customer Dispute
June 2011
Award / Judgment
Customer Dispute
October 1996
Settled
Employment Separation After Allegations
January 1996
Criminal
February 1987
Final Disposition
Other Business Activities

Mark owns and controls MKG Productions, a non-investment related DBA registered in Oregon. He spends a few hours per week working with media outlets through this entity.

Employment History
Current Registrations
Mkg Financial Group, INC.
January 2014 - Present · 12 yrs 3 mos
Previous Registrations
Mkg Capital Advisors
February 2008 - December 2013 · 5 yrs 10 mos
Mkg Capital Advisors
February 2006 - June 2007 · 1 yr 4 mos
Mkg Capital Advisors LTD.
June 2004 - December 2005 · 1 yr 6 mos
Mkg Financial Group, INC.Broker
December 2000 - July 2016 · 15 yrs 7 mos
First Securities Northwest, INC.Broker
March 1996 - January 2001 · 4 yrs 10 mos
Piper Jaffray INC.Broker
June 1992 - January 1996 · 3 yrs 7 mos
Lehman Brothers INC.Broker
December 1985 - June 1992 · 6 yrs 6 mos
Kms Financial Services, INC.Broker
July 1985 - December 1985 · 5 mos
E. F. Hutton & Company INCBroker
March 1979 - June 1985 · 6 yrs 3 mos
Foster & Marshall INC.Broker
August 1978 - April 1979 · 8 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
January 1978 - September 1978 · 8 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Gaskill - Financial Advisor | TrueAdvisor