Robert Hicks
Robert Hicks is a registered investment advisor at Osage Pacific Advisors, INC., based in Laguna Hills, CA, with 45 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 6 clients with $2.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.70% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.30% |
| $3M+ | 1.00% |
All fees are negotiable.
Fee Estimator
Location
23272 Mill Creek Dr., Suite 200, Laguna Hills, CA, 92653
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2017Customer Dispute
September 2016Regulatory
December 2015Customer Dispute
January 1998Other Business Activities
Robert is a managing member of Alternative Asset Group LLC since 2016. This activity is not investment-related.
Employment History
Current Registrations
Osage Pacific Advisors, INC.
Previous Registrations
Osage Pacific Advisors, INC.
F500 Advisory Services, INC.
Innovative Capital Management
Finance 500, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.