Harold Schwartz
Harold Schwartz is a registered investment advisor at Dmk Advisor Group, INC., based in Lutz, FL, with 45 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 298 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $750K | 2.00% |
| $750K - $1.0M | 1.75% |
| $1.0M - $1.3M | 1.50% |
| $1.3M+ | 1.50% |
Fees are negotiable.
Fee Estimator
Location
17961 Hunting Bow Circle, Suite 102, Lutz, FL, 33558
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2020Regulatory
November 2019Employment Separation After Allegations
February 2019Customer Dispute
August 2018Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Harold is the President of Del Mar Group Inc, dedicating about 10-20% of his time. He is also a 50% owner and Managing Member of Coquina Key Publishing, LLC, spending minimal time, and DMG Financial LLC, spending a few hours per week, which involves marketing, management, and insurance sales.
Employment History
Current Registrations
Dmk Advisor Group, INC.
Compass Financial Management LLC
Dmk Advisor Group, INC.Broker
Dmk Advisor Group, INC.
Previous Registrations
Dmk Advisor Group, INC.
Stephen A. Kohn & Associates, LTD.
Royal Alliance Associates, INC.
New Century Financial Group, LLC
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
Tlg Advisors, INC.
The Leaders Group, INC.Broker
D.E. Frey & Company, INC.Broker
Pruco Securities CorporationBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Connecticut Mutual Life Insurance CompanyBroker
New York Life Variable Contracts CorporationBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.