DB
CFP
DB
CFP

Darold Charles Brooks

21 Years of Experience
1 Disclosure
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,961 clients
Average Client Portfolio
$981K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:None
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Location

100 W Main Street, Suite 450, Lexington, KY, 40507

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993
Settled
Other Business Activities

Darold is a managing director at CMI Realty Associates, Inc. and CMI Realty Group, LLC, both real estate companies, and the sole owner of Charter Management Inc., which holds interests in the other two companies and is used for business tax purposes. These activities take a few hours per week.

Employment History
Current Registrations
Meridian Wealth Management, LLC
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Southport Capital
March 2010 - May 2022 · 12 yrs 2 mos
Oppenheimer & CO. INC.
September 2004 - February 2010 · 5 yrs 5 mos
State Registrations1 state
GA
Advisor
Exams
No exam information available for this advisor.
Darold Charles Brooks - Financial Advisor | TrueAdvisor