Darold Brooks
Darold Brooks is a CFP-designated registered investment advisor at Meridian Wealth Management, LLC, based in Lexington, KY, with 21 years of industry experience. Darold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 3,961 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Meridian Wealth Management charges an annual fee based on a percentage of the value of your investments. The fee ranges from 0.0% to 2.0%. The exact fee is negotiable and depends on the complexity of the account, the level of service, and other factors. Fees are calculated and billed either monthly or quarterly, either in advance or in arrears. Meridian may waive or offset fees related to cash balance accounts.
Location
100 W Main Street, Suite 450, Lexington, KY, 40507
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1993Other Business Activities
Darold is a managing director at CMI Realty Associates, Inc. and CMI Realty Group, LLC, both real estate companies, and the sole owner of Charter Management Inc., which holds interests in the other two companies and is used for business tax purposes. These activities take a few hours per week.
Employment History
Current Registrations
Meridian Wealth Management, LLC
Previous Registrations
Southport Capital
Oppenheimer & CO. INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.