Alan Werba
Alan Werba is a CFP-designated registered investment advisor at Werba Rubin Papier Wealth Management, LLC, based in San Jose, CA, with 48 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 648 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.55% |
| $10M+ | 0.25% |
Fees are negotiable.
Fee Estimator
Location
1732 North 1st Street, Suite 220, San Jose, CA, 95112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an investment adviser representative of LWI Financial Inc. and Werba Rubin Wealth Management, LLC. He is also the president of Werba Advisory Services, Inc., providing tax preparation and consultation, and has insurance and real estate licenses, though these activities generate minimal income. Finally, Alan is the chairman and a shareholder of Werba Reinhard, Inc., spending about 10-20% of his time on this role.
Employment History
Current Registrations
Werba Rubin Papier Wealth Management, LLC
Previous Registrations
Lwi Financial INC.
Loring Ward Securities INC.Broker
Reinhardt Werba Bowen Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Southmark Financial Services, INC.Broker
The O.N. Equity Sales CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.