Andrew Couch is a registered investment advisor, based in Angleton, TX, with 49 years of industry experience.
Location
121 E Myrtle St, Ste B, Angleton, TX, 77515
Get directionsHistory
Regulatory History (3)
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Customer Dispute
April 2016Denied
Customer Dispute
March 2012Settled
Customer Dispute
August 1988Settled
Other Business ActivitiesSells Insurance
Andrew is involved with the Bellville Lions Club as past president, dedicating minimal time to this non-profit service organization. He also sells insurance products, including annuities and occasional life insurance policies, through his DBA "The Oak Financial Group".
Employment History
Current Registrations
Arkadios Wealth Advisors
October 2021 - Present · 4 yrs 6 mos
Arkadios CapitalBroker
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Sagepoint Financial, INC.
December 2013 - October 2021 · 7 yrs 10 mos
Sagepoint Financial, INC.Broker
November 2013 - October 2021 · 7 yrs 11 mos
Securities America, INC.Broker
September 2013 - November 2013 · 2 mos
Securities America Advisors, INC.
September 2013 - November 2013 · 2 mos
Commonwealth Financial NetworkBroker
June 2011 - October 2013 · 2 yrs 4 mos
Commonwealth Financial Network
June 2011 - October 2013 · 2 yrs 4 mos
M.C. Byrd Wealth Management, LLC
October 2009 - June 2011 · 1 yr 8 mos
LPL Financial LLCBroker
November 2003 - June 2011 · 7 yrs 7 mos
LPL Financial Corporation
November 2003 - March 2010 · 6 yrs 4 mos
Morgan Keegan & Company, INC.
January 1998 - November 2003 · 5 yrs 10 mos
Morgan Keegan & Company, INC.Broker
January 1998 - November 2003 · 5 yrs 10 mos
Principal Financial Securities,inc.Broker
February 1977 - February 1998 · 21 yrs
State Registrations5 states
CAFLMDNCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.