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DH
DH
Donald Ralph Hancock
Moloney Securities Asset Management LLC
49 Years of Experience
4 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Moloney Securities Asset Management LLC
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
70 advisors
Number of Clients
2,362 clients
Average Client Portfolio
$588K average
Assets Under Management
$1.4B
Fee Structure
Financial Planning:
Investment management only
AUM-Based Fees (Tiered)
Assets Under Management
Annual Fee
Up to $1.0M
2.00%
$1.0M - $2.0M
1.75%
$2M+
1.50%
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0
$500K
$1M
$5M
$20M
Estimated Annual Fee
—
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Location
13537 Barrett Parkway Drive, Suite 300, Manchester, MO, 63021
Get directions
History
Regulatory History (4)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
August 2025
Settled
Customer Dispute
September 2024
Settled
Regulatory
September 2024
Final
Regulatory
January 2000
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Moloney Securities Asset Management LLC
February 2016 - Present · 10 yrs
Moloney Securities CO., INC.
Broker
July 2010 - Present · 15 yrs 7 mos
Previous Registrations
Moloney Investment Advisory LLC
January 2016 - December 2016 · 11 mos
Moloney Securities CO., INC.
July 2010 - April 2016 · 5 yrs 9 mos
Hancock Investment Advisors, LLC
June 2003 - July 2010 · 7 yrs 1 mo
Hancock Securities Group, LLC
Broker
April 2000 - May 2010 · 10 yrs 1 mo
D.R. Hancock & Company, INC.
Broker
July 1982 - April 2000 · 17 yrs 9 mos
A. G. Edwards & Sons, INC.
Broker
July 1978 - July 1982 · 4 yrs
R. Rowland & CO., Incorporated
Broker
October 1976 - August 1978 · 1 yr 10 mos
State Registrations
33 states
AL
AR
AZ
CA
CO
CT
FL
IA
IL
IN
KS
KY
MI
MN
MO
NC
NH
NJ
NM
NV
NY
OH
OK
OR
PA
RI
SC
SD
TN
TX
VA
WA
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.