Peter Sullivan is a registered investment advisor at Arlen Capital, LLC, based in Warwick, RI, with 49 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 222 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Account balances are aggregated based on household ID to determine appropriate discounts. Assets in those accounts not being charged a fee will not be aggregated.
Fee Estimator
Location
117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is a co-trustee, owner of Arlen Capital LLC (where he works full-time as an investment advisor), Arlen Corporation (selling non-variable life insurance), and Arlen Realty (owning the office condo for Arlen Corporation). He also has power of attorney for his aunt, managing her finances.
Employment History
Current Registrations
Arlen Capital, LLC
Osaic Wealth, INC.Broker
Previous Registrations
MML Investors Services, INC.Broker
Cigna Financial Advisors,inc.Broker
G. R. Phelps & CO., INC.Broker
State Registrations33 states
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