PS
PS

Peter Anthony Sullivan

49 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
217 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$331.3M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.3M1.05%
$1.3M - $2.8M0.93%
$2.8M - $5.0M0.88%
$5.0M - $10.0M0.82%
$10M+0.71%

Account balances will be aggregated based on household ID to determine appropriate discounts. Assets in those accounts not being charged a fee will not be aggregated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$2,500
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Location

117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Peter is a co-trustee, owner of Arlen Capital LLC (where he works full-time as an investment advisor), Arlen Corporation (selling non-variable life insurance), and Arlen Realty (owning the office condo for Arlen Corporation). He also has power of attorney for his aunt, managing her finances.

Employment History
Current Registrations
Arlen Capital, LLC
June 2001 - Present · 24 yrs 8 mos
Osaic Wealth, INC.Broker
April 2001 - Present · 24 yrs 10 mos
Previous Registrations
MML Investors Services, INC.Broker
March 1996 - April 2001 · 5 yrs 1 mo
Cigna Financial Advisors,inc.Broker
October 1990 - December 1995 · 5 yrs 2 mos
G. R. Phelps & CO., INC.Broker
October 1976 - March 1996 · 19 yrs 5 mos
State Registrations33 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.