Louis Nader is a registered investment advisor at Fsam LLC, based in Guaynabo, PR, with 49 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 165 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
15 advisors
Number of Clients
165 clients
Average Client Portfolio
$684K average
Assets Under Management
$112.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.35% |
| $1.0M - $2.0M | 1.10% |
| $2M+ | 1.00% |
Annual fees in international advisory accounts may range up to 2%. All fees are negotiable between the client and FSAM.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (35)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021Settled
Customer Dispute
October 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
July 2019Settled
Customer Dispute
June 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
April 2019Settled
Customer Dispute
March 2019Settled
Customer Dispute
December 2018Settled
Customer Dispute
December 2018Settled
Customer Dispute
December 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
September 2018Settled
Customer Dispute
September 2018Withdrawn
Customer Dispute
July 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
May 2018Withdrawn
Customer Dispute
April 2018Settled
Customer Dispute
March 2018Settled
Customer Dispute
December 2017Settled
Customer Dispute
December 2017Settled
Customer Dispute
August 2017Settled
Customer Dispute
November 2016Settled
Customer Dispute
July 2016Settled
Customer Dispute
April 2016Settled
Customer Dispute
April 2016Settled
Customer Dispute
August 2014Settled
Customer Dispute
July 2014Settled
Customer Dispute
December 1997Closed-No Action
Employment History
Current Registrations
Fsam LLC
November 2021 - Present · 4 yrs 5 mos
First Southern, LLCBroker
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Fsam LLC
October 2021 - November 2021 · 1 mo
Herbert J. Sims Capital Management, INC.
March 2018 - October 2021 · 3 yrs 7 mos
Herbert J. Sims & CO, INC.Broker
February 2018 - October 2021 · 3 yrs 8 mos
Herbert J. Sims Capital Management, INC.
February 2018 - February 2018 · 0 mos
Santander Securities
March 2010 - February 2018 · 7 yrs 11 mos
Santander Securities LLCBroker
May 1999 - February 2018 · 18 yrs 9 mos
Painewebber Incorporated of Puerto RicoBroker
February 1991 - April 1999 · 8 yrs 2 mos
Painewebber IncorporatedBroker
May 1990 - April 1999 · 8 yrs 11 mos
Shearson Lehman Hutton INC.Broker
February 1988 - May 1990 · 2 yrs 3 mos
E. F. Hutton & Company INCBroker
August 1984 - February 1988 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - August 1984 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1976 - September 1978 · 2 yrs
State Registrations3 states
FLPRVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.