Rajiv Sharma is a registered investment advisor at Serco Investments INC., based in Miami, FL, with 37 years of industry experience. Rajiv operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 13 clients with $36M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
13 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$36.0M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$3,750
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.50% |
| $750K - $1.5M | 1.25% |
| $1.5M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees are subject to negotiation. Minimum annual fee: $3,750
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Miami, FL
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Regulatory History (1)
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Regulatory
March 1988Final
Employment History
Current Registrations
Serco Investments INC.
February 2022 - Present · 4 yrs 2 mos
Previous Registrations
Serco Investments INC.
July 1988 - October 2021 · 33 yrs 3 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.