TrueAdvisor
TrueAdvisor
RA
ChFC
RA
ChFC

Richard Read Applegate

D.B. Root & Company, LLC
49 Years of Experience
May Earn CommissionSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningBusiness OwnersHigh Net Worth
D.B. Root & Company, LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
768 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$829.8M

Fee Structure

Location

436 Seventh Avenue, Suite 2800, Pittsburgh, PA, 15219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is a licensed insurance agent and also works as an actor in films and TV productions. The acting work takes a few hours per week.

Employment History
Current Registrations
D.B. Root & Company, LLC
January 2018 - Present · 8 yrs 1 mo
Previous Registrations
R. Applegate & Associates LLC
January 2018 - March 2019 · 1 yr 2 mos
Cantor Fitzgerald Wealth Partners, LLC
April 2015 - January 2018 · 2 yrs 9 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2014 - November 2020 · 6 yrs 7 mos
Essex National Securities, LLC
June 2010 - April 2014 · 3 yrs 10 mos
Essex National Securities, LLCBroker
May 2010 - April 2014 · 3 yrs 11 mos
Uvest Financial Services Group, INC.
February 2008 - June 2010 · 2 yrs 4 mos
Uvest Financial Services And/or Compass Capital
June 2002 - November 2002 · 5 mos
Uvest Financial Services Group, INC.Broker
March 2002 - June 2010 · 8 yrs 3 mos
First Commonwealth Financial Advisors, INC.
January 1997 - November 2014 · 17 yrs 10 mos
Manequity, INC.Broker
January 1997 - October 1997 · 9 mos
Continental Capital Investment Services, INC.Broker
January 1997 - April 2002 · 5 yrs 3 mos
Manequity, INC.Broker
October 1992 - July 1993 · 9 mos
Keogler, Morgan & Company, INC.Broker
September 1992 - January 1997 · 4 yrs 4 mos
Allegheny Investments, LTD.Broker
January 1989 - September 1992 · 3 yrs 8 mos
Manequity, INC.Broker
September 1987 - September 1992 · 5 yrs
Allegheny Investments, LTD.Broker
November 1985 - September 1992 · 6 yrs 10 mos
Allegheny Investments, LTD.Broker
October 1985 - August 1988 · 2 yrs 10 mos
Manequity, INC.Broker
May 1983 - September 1992 · 9 yrs 4 mos
Equico Securities, INC.Broker
October 1980 - August 1983 · 2 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1976 - August 1983 · 7 yrs 3 mos
State Registrations2 states
PATX
Advisor
Exams
No exam information available for this advisor.