Bradley Lee Haupt

American Investors CO

48 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

American Investors CO

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

32 advisors

Number of Clients

901 clients

Average Client Portfolio

$685K average

Assets Under Management

$616.9M

Fee Structure

Minimum Investment:None

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $500K	2.00%
$500K - $1.0M	1.50%
$1M+	1.00%

Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Pleasanton, CA

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 1990

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business Activities

Bradley is a sole proprietor of Allied Tax Planners, offering tax preparation, planning, and audit representation services since 1978. This takes nearly full-time, with a significant portion occurring during securities trading hours.

Employment History

Current Registrations

American Investors CO

July 2006 - Present · 19 yrs 7 mos

American Investors CompanyBroker

January 2006 - Present · 20 yrs 1 mo

Previous Registrations

Cls Investment Firm, LLC

September 2004 - June 2007 · 2 yrs 9 mos

Monterey Bay Securities, INC.Broker

December 1994 - September 2005 · 10 yrs 9 mos

Consolidated Financial Services, INC.Broker

December 1981 - June 1994 · 12 yrs 6 mos

Tmi Equities, INC.Broker

April 1976 - July 1981 · 5 yrs 3 mos

State Registrations2 states

AZCA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.