TrueAdvisor
TrueAdvisor
EC
EC

Earl Preston Castleman

Signal Securities, INC.
49 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Signal Securities, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,090 clients
Average Client Portfolio
$550K average
Assets Under Management
$599.2M

Fee Structure

Minimum Investment:$25K

Location

8105 Rasor Blvd., Ste. 216, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Signal Securities, INC.
September 2005 - Present · 20 yrs 5 mos
Signal Securities, INC.Broker
September 2005 - Present · 20 yrs 5 mos
Previous Registrations
Linsco/private Ledger CORP.
August 1988 - September 2005 · 17 yrs 1 mo
Linsco/private Ledger CORP.Broker
August 1988 - September 2005 · 17 yrs 1 mo
Painewebber IncorporatedBroker
June 1981 - August 1988 · 7 yrs 2 mos
E. F. Hutton & Company INCBroker
December 1978 - December 1987 · 9 yrs
Paine, Webber, Jackson & Curtis IncorporatedBroker
February 1976 - December 1978 · 2 yrs 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.