Earl Castleman

Signal Securities offers several investment management programs. Fees are based on the amount of your portfolio and are charged quarterly in advance, except for the 401k Optimizer, which is charged in arrears. Signal Securities reserves the right to negotiate fees. Here's a breakdown of the fees for each model:

• Asset Allocation Model:

  • 2.00% annually on the first $100,000
  • 1.75% annually on amounts between $100,001 and $250,000
  • 1.50% annually on amounts between $250,001 and $500,000
  • 1.00% annually on amounts between $500,001 and $1,000,000
  • 0.75% annually on amounts over $1,000,001

• Private Client Asset Management Model:

  • With Limited Partnerships and/or options: 3.00% annually on all assets
  • Without Limited Partnerships and/or options:
  • 1.75% annually on amounts between $100,000 and $500,000
  • 1.50% annually on amounts between $500,001 and $1,000,000
  • 1.25% annually on amounts over $1,000,001

• Discretionary Asset Allocation Model Portfolios:

  • 1.50% annually on the first $25,000
  • 1.25% annually on amounts over $25,000

• 401K Optimizer: 1.00% annually