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Terry Dale Lester

Mdx Wealth Management
39 Years of Experience
14 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Mdx Wealth Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
109 clients
Average Client Portfolio
$583K average
Assets Under Management
$63.5M

Fee Structure

Financial Planning:Investment management only

Location

2245 Texas Dr, Suite 300, Sugarland, TX, 77479

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History

Regulatory History (14)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2013
Final
Customer Dispute
June 2012
Settled
Customer Dispute
May 2012
Denied
Employment Separation After Allegations
November 2011
Customer Dispute
March 2009
Settled
Customer Dispute
March 2009
Settled
Customer Dispute
October 2008
Denied
Customer Dispute
February 2005
Award / Judgment
Customer Dispute
August 1999
Settled
Customer Dispute
January 1996
Settled
Employment Separation After Allegations
April 1980
Employment Separation After Allegations
January 1980
Customer Dispute
January 1980
Settled
Customer Dispute
July 1979
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Terry attends annual shareholder meetings for Lucas Petroleum Group, dedicating minimal time. He also serves as a trustee for two family member irrevocable trusts, spending a few hours per week on investment-related activities during business hours.

Employment History
Current Registrations
Mdx Wealth Management
March 2013 - Present · 12 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
October 1999 - November 2011 · 12 yrs 1 mo
Wells Fargo Advisors, LLCBroker
September 1999 - November 2011 · 12 yrs 2 mos
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World MarketsBroker
December 1984 - September 1999 · 14 yrs 9 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.