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DZ
DZ

Dennis Michael Zator

Newbridge Financial Services Group, INC.
50 Years of Experience
4 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Newbridge Financial Services Group, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
2,899 clients
Average Client Portfolio
$281K average
Assets Under Management
$813.5M

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250

Location

1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2012
Final
Regulatory
September 2012
Final
Regulatory
December 2011
Final
Employment Separation After Allegations
November 2009
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Newbridge Securities Corporation
July 2010 - Present · 15 yrs 7 mos
Nfsg Corporation
July 2010 - Present · 15 yrs 7 mos
Newbridge Securities CorporationBroker
July 2010 - Present · 15 yrs 7 mos
Previous Registrations
Chicago Investment Group Advisors, LLC
December 2009 - July 2010 · 7 mos
Chicago Investment Group, LLCBroker
November 2009 - July 2010 · 8 mos
Oppenheimer & CO. INC.
May 2003 - November 2009 · 6 yrs 6 mos
Oppenheimer & CO. INC.Broker
January 2003 - November 2009 · 6 yrs 10 mos
Cibc World Markets CORP.Broker
August 1998 - January 2003 · 4 yrs 5 mos
Bear, Stearns & CO. INC.Broker
July 1979 - August 1998 · 19 yrs 1 mo
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - July 1979 · 1 yr 10 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
September 1975 - February 1976 · 5 mos
State Registrations9 states
CAFLILINMOORSDTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.