Colette Ngo is a registered investment advisor at Advanced Financial Strategies INC, based in Irvine, CA. Colette operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 146 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AFS charges a percentage of your portfolio each year, billed quarterly. The exact rate depends on the investment profile chosen:
Aggressive Growth, Growth, and Moderate Growth Portfolios:
- First $250,000: 1.00%
- Next $250,000: 0.875%
- Next $500,000: 0.75%
- Next $1,000,000: 0.625%
- Over $2,000,000: 0.50%
Conservative Growth Portfolio:
- First $250,000: 0.625%
- Next $250,000: 0.50%
- Over $500,000: 0.375%
Emphasis on Income Portfolio:
- First $500,000: 0.375%
- Over $500,000: 0.25%
Location
5 Hubble, Irvine, CA, 92618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Advanced Financial Strategies INC
State Registrations1 state
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