DW
DW

David Scott Welton

50 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
33 advisors
Number of Clients
1,634 clients
Average Client Portfolio
$246K average
Assets Under Management
$402.4M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
Minimum Annual Fee:$350
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Location

300 E. Kingston Ave., Charlotte, NC, 28203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is an independent insurance agent with Rasberry Agency and Mass Mutual, selling fixed insurance and fixed annuity products since 2000 and 1966 respectively, dedicating about a quarter of his time to each. He also manages a timeshare property, spending minimal time on it.

Employment History
Current Registrations
Cape Investment Advisory, INC.
May 2021 - Present · 4 yrs 9 mos
Cape Securities INC.Broker
May 2019 - Present · 6 yrs 9 mos
Previous Registrations
Hobart Private Capital, LLC
April 2016 - June 2021 · 5 yrs 2 mos
G.F. Investment Services, LLCBroker
August 2013 - April 2019 · 5 yrs 8 mos
Global Financial Private Capital, LLC
August 2013 - November 2017 · 4 yrs 3 mos
Ifg Russell Advisors INC
December 2001 - October 2013 · 11 yrs 10 mos
MML Investors Services, INC.Broker
March 1996 - August 2009 · 13 yrs 5 mos
Walnut Street Securities, INC.Broker
December 1995 - August 2013 · 17 yrs 8 mos
Royal Alliance Associates, INC.Broker
November 1989 - November 1995 · 6 yrs
Integrated Resources Equity CorporationBroker
November 1982 - November 1989 · 7 yrs
G. R. Phelps & CO., INC.Broker
August 1975 - March 1996 · 20 yrs 7 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.