John Wallace Tonissen

50 Years of Experience

2 DisclosuresSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth

Hobart Wealth

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

677 clients

Average Client Portfolio

$635K average

Assets Under Management

$429.7M

Fee Structure

Minimum Investment:$250K

Location

7733 Ballantyne Commons Parkway, Suite 101, Charlotte, NC, 28277

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2017

Settled

Customer Dispute

January 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

John is an independent insurance agent with Navigator Financial Inc. since 1971, selling various insurance products, dedicating about a quarter of his time. He is also a solicitor with Hobart Private Capital.

Employment History

Current Registrations

Hobart Wealth

April 2016 - Present · 9 yrs 10 mos

Previous Registrations

Cape Securities INC.Broker

May 2019 - January 2022 · 2 yrs 8 mos

G.F. Investment Services, LLCBroker

August 2013 - April 2019 · 5 yrs 8 mos

Global Financial Private Capital, LLC

August 2013 - November 2017 · 4 yrs 3 mos

American Financial Management Group, LTD.

December 2001 - October 2013 · 11 yrs 10 mos

Ifg Russell Advisors INC

December 2001 - October 2013 · 11 yrs 10 mos

Walnut Street Securities, INC.Broker

March 1996 - August 2013 · 17 yrs 5 mos

MML Investors Services, INC.Broker

March 1996 - August 2009 · 13 yrs 5 mos

G. R. Phelps & CO., INC.Broker

October 1995 - March 1996 · 5 mos

Royal Alliance Associates, INC.Broker

November 1989 - March 1996 · 6 yrs 4 mos

Integrated Resources Equity CorporationBroker

November 1982 - November 1989 · 7 yrs

G. R. Phelps & CO., INC.Broker

August 1975 - December 1990 · 15 yrs 4 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.