John Tonissen is a registered investment advisor at Hobart Wealth, based in Charlotte, NC, with 50 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 677 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hobart Wealth charges an annual fee based on the value of your portfolio, not exceeding 2.00%. This fee is billed quarterly in advance. If Hobart uses third-party managers or model providers, you'll also pay their fees, which are separate from Hobart's fee. Hobart also offers asset management services for fee-based variable annuity insurance products, charging an asset-based management fee without receiving commissions on these products. For clients with assets held away at other custodians, Hobart charges an additional 0.25% annual fee to cover the cost of Pontera, a third-party software provider.
Location
7733 Ballantyne Commons Parkway, Suite 101, Charlotte, NC, 28277
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2017Customer Dispute
January 2008Other Business ActivitiesSells Insurance
John is an independent insurance agent with Navigator Financial Inc. since 1971, selling various insurance products, dedicating about a quarter of his time. He is also a solicitor with Hobart Private Capital.
Employment History
Current Registrations
Hobart Wealth
Previous Registrations
Cape Securities INC.Broker
G.F. Investment Services, LLCBroker
Global Financial Private Capital, LLC
American Financial Management Group, LTD.
Ifg Russell Advisors INC
Walnut Street Securities, INC.Broker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
G. R. Phelps & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.