DH
CFA
DH
CFA

Daniel Peyton Hord

50 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,047 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.3B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.25%
$3.0M - $7.0M1.00%
$7.0M - $15.0M0.75%
$15M+0.50%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

311 S. Wacker Drive, Suite 5900, Chicago, IL, 60606-6618

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Rothschild Investment
February 1991 - Present · 35 yrs
Rothschild Investment LLCBroker
February 1991 - Present · 35 yrs
Previous Registrations
Bear, Stearns & CO. INC.Broker
January 1985 - February 1991 · 6 yrs 1 mo
Manas Research, INC.Broker
January 1984 - January 1985 · 1 yr
Prudential-Bache Securities INC.Broker
October 1981 - December 1988 · 7 yrs 2 mos
Oppenheimer & CO., INC.Broker
May 1978 - August 1981 · 3 yrs 3 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
May 1976 - June 1978 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1975 - June 1976 · 11 mos
State Registrations29 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Daniel Peyton Hord - Financial Advisor | TrueAdvisor