Katharine Schwartz is a registered investment advisor at Arbor Financial Services, LLC, based in Downers Grove, IL. Katharine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 240 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Arbor Financial Services offers investment management through a wrap fee program and non-wrap fee management services. The annual fee is based on a percentage of the assets they manage and the type of investments (Equity & Balanced, Fixed Income, or Mutual Fund Allocation). The fee is calculated based on your initial account opening balance and is paid quarterly in advance. Fees may be negotiable in special circumstances.
Location
2001 Butterfield Road, Suite 500, Downers Grove, IL, 60515
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Arbor Financial Services, LLC
State Registrations1 state
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