Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

1820 Lancaster St, Baltimore, MD, 21231

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is associated with Sonnier Financial, Inc. as unregistered office staff while being a Series 7 candidate. This activity takes nearly full-time hours.

Employment History
Current Registrations
Lombard Advisers Incorporated
May 2025 - Present · 9 mos
Lombard Securities IncorporatedBroker
May 2025 - Present · 9 mos
State Registrations1 state
LA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.