AG
CFP
AG
CFP

Allen Cruce Garner

50 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
357 advisors
Number of Clients
17,567 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$27.7B

Fee Structure

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Location

651 Perimeter Center, Suite 215, Lexington, KY, 40517

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History

Regulatory History (1)
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Customer Dispute
June 2000
Denied
Other Business Activities

Allen is a partner in Fields to Forest, LLC, focused on tree planting and maintenance. He also advises St. Peter's Episcopal Church and the Episcopal Diocese of Lexington on their endowment funds, dedicating a few hours per week to each.

Employment History
Current Registrations
Sanctuary Advisors, LLC
January 2024 - Present · 2 yrs 1 mo
Sanctuary Securities, INC.Broker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
September 2007 - February 2024 · 16 yrs 5 mos
UBS Financial Services INC.Broker
September 2007 - February 2024 · 16 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1995 - October 2007 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - October 2007 · 29 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
March 1975 - September 1978 · 3 yrs 6 mos
State Registrations9 states
ALFLKYNYPASCTNTXWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.