Gary Allen King

Lombard Advisers Incorporated

50 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation Planning

Lombard Advisers Incorporated

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

30 advisors

Number of Clients

955 clients

Average Client Portfolio

$594K average

Assets Under Management

$567.4M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

652 West 38th Street, Erie, PA, 16508

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Gary receives rental income from commercial real estate. This activity is not investment-related.

Employment History

Current Registrations

Lombard Advisers Incorporated

April 2001 - Present · 24 yrs 10 mos

Lombard Securities IncorporatedBroker

May 1995 - Present · 30 yrs 9 mos

Lombard Securities Incorporated

May 1995 - Present · 30 yrs 9 mos

Previous Registrations

Thomas F. White & CO., IncorporatedBroker

November 1992 - May 1995 · 2 yrs 6 mos

Gruntal & CO. IncorporatedBroker

November 1984 - October 1992 · 7 yrs 11 mos

E. F. Hutton & Company INCBroker

February 1978 - December 1984 · 6 yrs 10 mos

Bache Halsey Stuart Shields IncorporatedBroker

September 1977 - March 1978 · 6 mos

Bache Halsey Stuart INC.Broker

August 1976 - September 1977 · 1 yr 1 mo

Bache & CO IncorporatedBroker

February 1976 - August 1976 · 6 mos

Bache & CO., IncorporatedBroker

January 1975 - February 1976 · 1 yr 1 mo

State Registrations8 states

CTFLMINCNJOHPASC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.