Katherine Dick is a registered investment advisor at Clark & Stuart INC, based in South Hamilton, MA. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 170 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.70% |
For Not-for-Profit institutions the fee is 0.5% per year. For Family accounts the fee is 0.7% per year. The maximum annual management fee is $25,000 per client. The fee structure is negotiable.
Fee Estimator
Location
203 Willow Street, South Hamilton, MA, 01982
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Clark & Stuart INC
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.