TrueAdvisor
TrueAdvisor
IM
CFA
IM
CFA
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Areas of Practice
Investment Management
Northern Trust Investments, Incorporated
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
41,475 clients
Average Client Portfolio
$26.9M average
Assets Under Management
$1114.8B

Fee Structure

Financial Planning:Investment management only

Location

50 S Lasalle Street, Chicago, IL, 60603-1008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Investments, Incorporated
April 2025 - Present · 10 mos
Northern Trust Securities, INC.Broker
April 2025 - Present · 10 mos
State Registrations25 states
AZCACOCTDCDEFLGAILINMAMIMNNJNVNYOHORPATNTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.