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Karen Eng

1 Year of Experience
New York, NY
Broker

Karen Eng is a registered investment advisor at Clsa Americas, LLC, based in New York, NY, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 123 clients.

Compensation
Commission-Based
Firm Size
13 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1155 Avenue of the Americas, 17th Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karen is a dual employee of CLSA HK until her transition to the U.S. is complete.

Employment History
Current Registrations
Clsa Americas, LLC
February 2025 - Present · 1 yr 2 mos
Clsa Americas, LLCBroker
January 2025 - Present · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Karen Eng - Financial Advisor | TrueAdvisor