Caroline Kiser is a registered investment advisor at Tgs Financial Advisors, based in Radnor, PA. Caroline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 259 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TGS Financial Advisors offers investment management through a wrap program. The wrap fee covers investment advice, trading costs, custody, and reporting. The specific fee schedule is listed in the brochure. TGS also offers a TriageMD program for medical professionals with a separate fee structure. TGS may use sub-advisors, whose fees are in addition to the wrap fee.
Location
100 W. Matsonford Road, Building 3, Suite 304, Radnor, PA, 19087
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Caroline works as a freelance copywriter and prompter for Outlier AI, starting in November 2023. She spends minimal time on this activity, reviewing and creating AI best responses.
Employment History
Current Registrations
Tgs Financial Advisors
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.