James Babcock is a CFA-designated registered investment advisor at Mezzasalma Advisors, based in Elmsford, NY, with 1 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 310 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Minimum annual fee of $250, which may be waived.
Fee Estimator
Location
570 Taxter Road, Suite 349, Elmsford, NY, 10523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works in wealth management at Lyceum Financial Group, LLC, offering retirement, estate, and tax planning, as well as wealth advisory services. This investment-related activity takes approximately 65 hours per month.
Employment History
Current Registrations
Mezzasalma Advisors
Previous Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Avantax Investment Services, INC.Broker
Avantax Advisory Services
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.