Thomas Halatek is a registered investment advisor at Steele Capital Management, INC., based in Dubuque, IA, with 1 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,601 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
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Assets Under Management
Fee Structure
SCM provides investment management services for an annual fee based on the value of your portfolio. The fee is negotiated but will not exceed 1.5% annually. The fee is charged quarterly, in advance, based on the value of your portfolio on the last day of the previous quarter. If you end the service, any unearned fees will be refunded.
Location
1000 Jackson Street, Suite 201, Dubuque, IA, 52001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Steele Capital Management, INC.
State Registrations1 state
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