| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.00% |
4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903
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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Adam operates Oswald Financial Inc. as a DBA for his LPL business and as a Registered Investment Advisor DBA. He also provides investment advisory services through Global Retirement Partners, dedicating full-time hours to both activities.