CR
CR

Cole Keegan Ruohomaki

1 Year of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B
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Location

800 Nicollet Mall, Main Office, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
March 2025 - Present · 11 mos
Piper Sandler & CO.
July 2024 - Present · 1 yr 7 mos
Piper Sandler & CO.Broker
July 2024 - Present · 1 yr 7 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.