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Miguel Lopez

2 Years of Experience
Sells Insurance

Miguel Lopez is a registered investment advisor at Lockton Investment Advisors, LLC, based in Houston, TX, with 2 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
23 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3657 Briarpark Drive Suite 700, Houston, TX, 77042

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Miguel works for Lockton Companies, LLC, an insurance brokerage firm, providing general insurance brokerage services such as health and group life insurance. This activity takes up nearly all of Miguel's time.

Employment History
Current Registrations
Lockton Investment Advisors, LLC
October 2023 - Present · 2 yrs 6 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.