James Balk
James Balk is a registered investment advisor at American Trust Investment Services Advisory, INC., based in New York, NY, with 2 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Tax Planning. Their firm serves 84 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ATISAI offers investment advisory services with fees based on a percentage of your portfolio's value. The percentage varies depending on the size and complexity of your portfolio. Fees are billed monthly in arrears and deducted from your account.
Plan A (ATRAM) & Plan B (ATMAP):
- $100,000 - $250,000: 2.00%
- $250,001 - $500,000: 1.90%
- $500,001 - $1,000,000: 1.75%
- $1,000,001 - $2,500,000: 1.50%
- $2,500,001 - $5,000,000: 1.25%
- $5,000,001 - $10,000,000: 1.00%
- $10,000,001 and over: Negotiated
Accounts less than $100,000 may be accepted at the company's discretion, with a maximum fee rate of 2.00%.
Plan C (Third-Party Money Managers): Fees are negotiated directly with the third-party advisor, but the combined fees for ATISAI and the third-party manager will not exceed 2.00%.
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Trust Investment Services Advisory, INC.
American Trust Investment Services, INC.
American Trust Investment Services, INC.Broker
Previous Registrations
Fortis Capital Advisors, LLC
Dominari Securities LLC
Dominari Securities LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.